| | | Be it enacted by the People of the State of Maine as follows: |
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| | | Sec. 1. 32 MRSA §10302, sub-§2, ¶B, as enacted by PL 1985, c. 400, | | §2, is amended to read: |
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| | | B. A sales representative who is otherwise employed by an | | issuer and acting for an issuer in effecting transactions | | in a security exempt by one or more paragraphs of section | | 10502, subsection 1, except paragraphs E, F, G, H, I and | | J; |
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| | | Sec. 2. 32 MRSA §10302, sub-§2, ¶C, as amended by PL 1999, c. 279, | | §1, is further amended to read: |
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| | | C. A sales representative who is otherwise employed by an | | issuer and acting for an issuer effecting offers or sales | | of securities in transactions exempt by one or more | | paragraphs of section 10502, subsection 2, except | | paragraph S; |
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| | | Sec. 3. 32 MRSA §10302, sub-§2, ¶D, as amended by PL 1991, c. 82, §1, | | is further amended to read: |
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| | | D. A sales representative who is otherwise employed by an | | issuer and acting for an issuer effecting transactions | | with existing employees, partners, officers or directors | | of the issuer, a parent or wholly owned subsidiary of the | | issuer, provided that no commissions or other remuneration | | are paid or given directly or indirectly to that person | | for soliciting any employee, partner, officer or director | | in this State; and |
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| | | Sec. 4. 32 MRSA §10306, sub-§1, ¶A, as amended by PL 1993, c. 410, | | Pt. K, §3, is further amended to read: |
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| | A. Broker-dealer, $200 and for each branch office in this | State, $50; |
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| | | Sec. 5. 32 MRSA §10306, sub-§1, ¶C, as amended by PL 2001, c. 183, | | Pt. A, §4 and affected by §14, is further amended to read: |
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| | C. Investment adviser, $200; and |
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| | | Sec. 6. 32 MRSA §10306, sub-§1, ¶D, as enacted by PL 2001, c. 183, | | Pt. A, §5 and affected by §14, is amended to read: |
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| | D. Investment adviser representative, $40.; and |
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| | | Sec. 7. 32 MRSA §10306, sub-§1, ¶E is enacted to read: |
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| | | E.__Each branch office in this State, as defined in | | subsection 3, $50. |
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