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this State. If the deficiency is corrected, the stop order is void | | as of the time of its issuance and no penalty may be imposed by the | | administrator. |
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| | | 5.__Other federal covered securities.__Unless the | | administrator provides otherwise by rule, any other federal | | covered security may be offered and sold in this State in | | reliance on its being a federal covered security without the | | filing of a notice or the payment of a fee. |
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| | | 6.__Rulemaking.__Rules adopted pursuant to this section are | | routine technical rules as defined in Title 5, chapter 375, | | subchapter 2-A. |
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| | | §16303.__Securities registration by coordination |
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| | | 1.__Registration permitted.__A security for which a | | registration statement has been filed under the federal | | Securities Act of 1933 in connection with the same offering may | | be registered by coordination under this section. |
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| | | 2.__Required records.__A registration statement and | | accompanying records under this section must contain or be | | accompanied by the following records in addition to the | | information specified in section 16305 and a consent to service | | of process complying with section 16611: |
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| | | A.__A copy of the latest form of prospectus filed under the | | federal Securities Act of 1933; |
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| | | B.__If requested by the administrator, a copy of the | | articles of incorporation and bylaws or their substantial | | equivalents currently in effect; a copy of any agreement | | with or among underwriters; a copy of any indenture or other | | instrument governing the issuance of the security to be | | registered; and a specimen, copy or description of the | | security; |
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| | | C.__Copies of any other information or any other records | | filed by the issuer under the federal Securities Act of 1933 | | requested by the administrator; and |
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| | | D.__An undertaking to forward each amendment to the federal | | prospectus, other than an amendment that delays the | | effective date of the registration statement, promptly after | | it is filed with the Securities and Exchange Commission. |
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| | | 3.__Conditions for effectiveness of registration statement.__A | | registration statement under this section becomes effective |
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