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investor are interwoven with those of either the person | | offering the investment, a 3rd party or other investors; and |
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| | | E.__Includes as an investment contract, among other | | contracts, an interest in a limited partnership and a | | limited liability company. |
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| | | 29.__Self-regulatory organization. "Self-regulatory | | organization" means a national securities exchange registered | | under the federal Securities Exchange Act of 1934, a national | | securities association of broker-dealers registered under the | | federal Securities Exchange Act of 1934, a clearing agency | | registered under the federal Securities Exchange Act of 1934 or | | the Municipal Securities Rulemaking Board established under the | | federal Securities Exchange Act of 1934. |
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| | | 30.__Sign. "Sign" means, with present intent to authenticate | | or adopt a record: |
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| | | A.__To execute or adopt a tangible symbol; or |
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| | | B.__To attach or logically associate with the record an | | electronic symbol, sound or process. |
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| | | 31.__State. "State" means a state of the United States, the | | District of Columbia, Puerto Rico, the United States Virgin | | Islands or any territory or insular possession subject to the | | jurisdiction of the United States. |
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| | | 32.__Viatical or life settlement contract. "Viatical or life | | settlement contract" means a written agreement establishing the | | terms under which compensation or anything of value will be paid, | | which compensation or value is less than the expected death | | benefit of the insurance policy or certificate, in return for the | | assignment, transfer, sale, devise or bequest of the death | | benefit or ownership of any portion of an insurance policy or | | certificate of insurance.__"Viatical or life settlement | | contract": |
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| | | A.__Includes a contract for a loan or other financing | | transaction secured primarily by an individual or group life | | insurance policy other than a loan by a life insurance | | company pursuant to the terms of the life insurance contract | | or a loan secured by the cash value of a policy; |
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| | | B.__Includes an agreement to transfer ownership or change | | the beneficiary designation of an insurance policy at a | | later date regardless of the date that compensation for the | | transfer or change is paid; and |
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