| | | 5-A.__Public disclosure for enforcement purposes.__The | | administrator may disclose any information obtained in connection | | with an investigation pursuant to section 10601 that would | | otherwise be nonpublic information to the public, but only if the | | administrator determines that disclosure is necessary for the | | protection of investors or the public. |
|
| | | Sec. 25. 32 MRSA §10702, sub-§2, ¶H, as enacted by PL 1985, c. 400, §2, | | is amended to read: |
|
| | | H. Issuing and enforcing subpoenas at the request of a | | federal or another state securities agency or the United | | States Commodity Futures Trading Commission, if the | | activities constituting an alleged violation for which the | | information is sought would also be a violation of this Act | if the activities had taken place in this State and provided | that any person against whom a subpoena may be issued shall | have an opportunity for hearing before the subpoena is | issued. |
|
|