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D. A sales representative | | partner or member of the issuer, or an individual occupying a | | similar status or performing similar functions, or a bona fide | | employee of the issuer who is acting for an issuer effecting | | transactions with existing employees, partners, officers or | | directors of the issuer, a parent or wholly owned subsidiary | | of the issuer, provided that no commissions or other | | remuneration are paid or given directly or indirectly to that | | person for soliciting any employee, partner, officer or | | director in this State; and |
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| | | Sec. 4. 32 MRSA §10306, sub-§1, ¶A, as amended by PL 1993, c. 410, Pt. | | K, §3, is further amended to read: |
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| | A. Broker-dealer, $200 and for each branch office in this | State, $50 |
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| | | Sec. 5. 32 MRSA §10306, sub-§1, ¶C, as amended by PL 2001, c. 183, Pt. | | A, §4 and affected by §14, is further amended to read: |
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| | C. Investment adviser, $200; and |
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| | | Sec. 6. 32 MRSA §10306, sub-§1, ¶D, as enacted by PL 2001, c. 183, Pt. | | A, §5 and affected by §14, is amended to read: |
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| | D. Investment adviser representative, $40. |
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| | | Sec. 7. 32 MRSA §10306, sub-§1, ¶E is enacted to read: |
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| | | E.__Each branch office in this State, as defined in | | subsection 3, $50. |
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| | | Sec. 8. 32 MRSA §10306, sub-§2, ¶A, as amended by PL 1993, c. 410, Pt. | | K, §4, is further amended to read: |
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| | A. Broker-dealer, $200 and for each branch office in this | State, $30 |
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| | | Sec. 9. 32 MRSA §10306, sub-§2, ¶C, as amended by PL 2001, c. 183, Pt. | | A, §7 and affected by §14, is further amended to read: |
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| | C. Investment adviser, $100; and |
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| | | Sec. 10. 32 MRSA §10306, sub-§2, ¶D, as enacted by PL 2001, c. 183, Pt. | | A, §8 and affected by §14, is amended to read: |
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| | D. Investment adviser representative, $40. |
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| | | Sec. 11. 32 MRSA §10306, sub-§2, ¶E is enacted to read: |
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