Maine Revised Statutes

§16301. Securities registration requirement

It is unlawful for a person to offer or sell a security in this State unless: [2005, c. 65, Pt. A, §2 (NEW).]

1. Federal covered security.  The security is a federal covered security;
[ 2005, c. 65, Pt. A, §2 (NEW) .]
2. Exempt from registration.  The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
[ 2005, c. 65, Pt. A, §2 (NEW) .]
3. Registered.  The security is registered under this chapter.
[ 2005, c. 65, Pt. A, §2 (NEW) .]
SECTION HISTORY
2005, c. 65, §A2 (NEW).